DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ANDERSEN
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Andersen | Independent wealth | Oct 10, 2023 | n/a | yes | DES MOINES, IA | Current employment |
| HJN ADVISORS, LLP | Former SEC adviser | Dec 8, 2010 | Sep 18, 2024 | no | DES MOINES, IA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Dec 1, 2009 | May 7, 2012 | no | DES MOINES, IA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 8, 2007 | Dec 15, 2009 | no | DES MOINES, IA|DES MOINES, IA|URBANDALE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HJN ADVISORS, LLP | Andersen | Sep 18, 2024 | Oct 10, 2023 | -344 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | HJN ADVISORS, LLP | May 7, 2012 | Dec 8, 2010 | -516 | Firm change after gap | Other |
| LPL FINANCIAL LLC | FIRST ALLIED SECURITIES, INC. | Dec 15, 2009 | Dec 1, 2009 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154983:124205:IA:2024-09-18 | Sep 18, 2024 | Oct 10, 2023 | DES MOINES, IA | Firm change after gap |