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Reading the graph
Advisor at WELLS FARGO ADVISORS
Boca Raton, FL | WESTERVILLE, OH | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 20, 2023 | n/a | yes | Boca Raton, FL|WESTERVILLE, OH|ST. LOUIS, MO | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 24, 2010 | Oct 24, 2023 | no | Dublin, OH|Columbus, OH|BOCA RATON, FL|Westerville, OH|Columbus, OH|BOCA RATON, FL | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Sep 11, 1999 | Aug 24, 2010 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 24, 2023 | Oct 20, 2023 | -4 | Firm change | Wirehouse to wirehouse |
| ROBERT W. BAIRD & CO. INCORPORATED | MORGAN STANLEY | Aug 24, 2010 | Aug 24, 2010 | 0 | Firm change | Other |