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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Clearwater, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 2, 2009 | n/a | yes | Clearwater, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Feb 23, 2006 | no | CLEARWATER, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 3, 1997 | Jul 1, 2003 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 23, 2006 | Apr 2, 2009 | 1,134 | Firm change after gap | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |