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Registered advisor
H••••• L•• H•••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedClearwater, Fldual registrantIAPD 2555433
Feed of 09/14/2026
Also filed as H••••• L H•••
At current firm
17 y
since Apr 2, 2009
In the industry
31 y
since Dec 30, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 2, 2009 · Clearwater, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Feb 23, 2006 · Clearwater, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJan 3, 1997 to Jul 1, 2003 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 23, 2006, registered Apr 2, 2009 (1134 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address