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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

DEBRA ABBOTT-WALKER

Advisor at CETERA INVESTMENT ADVISERS LLC

ISELIN, NJ

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Search this name across graphsid dfx:ria:d080fc46-a3b8-030a-f44c-b64ba0617894

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 13, 2011
First registration: Nov 22, 2016
Dual registered: yes, broker-dealer
Other names: DEBRA ANN COUCH|DEBRA ANN WALKER|Debra Walker|Debra Ann Abbott-Walker|Debra Walker|Debra Abbott-Walker
IAPD individual key: 5911611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 23, 2024	n/a	yes	ISELIN, NJ	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 21, 2022	May 7, 2024	no	Jersey City, NJ\|New York, NY\|Long Island City, NY\|New York, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 2, 2021	Jul 29, 2022	no	SHELTON, CT	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 25, 2019	Jan 25, 2021	no	WEST HARTFORD, CT	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 22, 2016	Sep 16, 2019	no	STAMFORD, CT\|SHELTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	CETERA INVESTMENT ADVISERS LLC	May 7, 2024	Sep 23, 2024	139	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	CITIGROUP GLOBAL MARKETS INC.	Jul 29, 2022	Jul 21, 2022	-8	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EQUITABLE ADVISORS, LLC	Jan 25, 2021	Jun 2, 2021	128	Firm change	Other
EQUITABLE ADVISORS, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Sep 16, 2019	Sep 25, 2019	9	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 23, 2024 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 21, 2022 to May 7, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 2, 2021 to Jul 29, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 25, 2019 to Jan 25, 2021factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Debra Abbott-Walker left Citigroup Global Markets Inc. for Cetera Investment Advisers Llc (registered 2024-09-23)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2022
Advisor changed firm
Debra Abbott-Walker left Equitable Advisors, Llc for Citigroup Global Markets Inc. (registered 2022-07-21)
Form ADVobserved 6 days ago