DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• A•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedIselin, Njdual registrantIAPD 5911611

Feed of 09/14/2026

Also filed as D•••• Ann Couch

At current firm

1 y

since Sep 23, 2024

In the industry

15 y

since Jul 13, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 23, 2024 · Iselin, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 21, 2022 to May 7, 2024 · Jersey City, Nj
E•••••••• A•••••••• L•• national BD
Jun 2, 2021 to Jul 29, 2022 · Shelton, Ct
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 25, 2019 to Jan 25, 2021 · West Hartford, Ct
E•••••••• A•••••••• L•• national BD
Nov 22, 2016 to Sep 16, 2019 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to C••••• I••••••••• A••••••• L••
left May 7, 2024, registered Sep 23, 2024 (139 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jul 29, 2022, registered Jul 21, 2022 (-8 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to E•••••••• A•••••••• L••
left Jan 25, 2021, registered Jun 2, 2021 (128 days) · Other
E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Sep 16, 2019, registered Sep 25, 2019 (9 days) · Other

Signals

D•••• A••••••••• left C•••••••• G••••• M•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-09-23)
May 7, 2024 · Advisor changed firm · fact
D•••• A••••••••• left E•••••••• A•••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2022-07-21)
Jul 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address