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M•••••• D••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• D••••• G•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:d089f00e-4613-ffd5-073e-a4bb18935bbb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 30, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 5, 2026	n/a	yes	NEW YORK, NY	Current employment
R•••••• • C•••••• A•••••••• L••	Mixed wealth	May 30, 2025	Jul 10, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• • C•••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 10, 2026	Aug 5, 2026	26	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ R•••••• • C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 30, 2025 to Jul 10, 2026factForm ADV

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
M•••••• D••••• G••••••• left R•••••• • C•••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d089f00e-4613-ffd5-073e-a4bb18935bbb
First observed: May 30, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.