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RIA / WealthAdvisorCertified Financial Planner21 years in industry

JONATHAN ADAMS

Advisor at FIFTH THIRD WEALTH ADVISORS LLC

CINCINNATI, OH

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Search this name across graphsid dfx:ria:d08be622-b677-b775-710a-34252b88440a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD WEALTH ADVISORS LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 12, 2006
First registration: Nov 1, 2007
Dual registered: no
Other names: JONATHAN ADAMS|JONATHAN YATES ADAMS
IAPD individual key: 5100012

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD WEALTH ADVISORS LLC	Mixed wealth	Jan 16, 2024	n/a	yes	CINCINNATI, OH	Current employment
MAINSTREET ADVISORS	Other adviser	Sep 6, 2023	Mar 14, 2024	no	Cincinnati, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	May 13, 2020	Aug 29, 2023	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Apr 7, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 1, 2007	Jul 13, 2018	no	COVINGTON, KY\|BLUE ASH, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAINSTREET ADVISORS	FIFTH THIRD WEALTH ADVISORS LLC	Mar 14, 2024	Jan 16, 2024	-58	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	MAINSTREET ADVISORS	Aug 29, 2023	Sep 6, 2023	8	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	FIFTH THIRD SECURITIES, INC.	Apr 7, 2020	May 13, 2020	36	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146615:313015:OH:2024-03-08	Mar 14, 2024	Jan 16, 2024	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (5)

→ FIFTH THIRD WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Jan 16, 2024 to presentfactForm ADV
→ MAINSTREET ADVISORSRegistered adviserregistration: previous registration
Sep 6, 2023 to Mar 14, 2024factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
May 13, 2020 to Aug 29, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Apr 7, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 1, 2007 to Jul 13, 2018factForm ADV

Dated events

Occurred
Mar 14, 2024
Advisor changed firm
Jonathan Adams left Mainstreet Advisors for Fifth Third Wealth Advisors Llc (registered 2024-01-16)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2023
Advisor changed firm
Jonathan Adams left Fifth Third Securities, Inc. for Mainstreet Advisors (registered 2023-09-06)
Form ADVobserved 6 days ago