DFX Intelligence

D•••••• A•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

D•••••• A•• A••••••

Advisor at E••••••••• F•••••••• A••••••• S•••••••

CLEARWATER, FL | Crown Point, IN

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Search this name across graphsid dfx:ria:d08cd131-9f2a-53a6-0b85-847aded4727c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• F•••••••• A••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• A••••••• G••••• L••	Independent wealth	May 10, 2021	n/a	yes	CLEARWATER, FL\|Crown Point, IN	Current employment
E••••••••• F•••••••• A••••••• S•••••••	State registered	Jul 31, 2008	n/a	yes	Crown Point, IN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	E••••••••• F•••••••• A••••••• S•••••••	May 4, 2021	Jul 31, 2008	-4,660	Firm change after gap	Ibd to state RIA

Relationships

Registered with (3)

→ C••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 10, 2021 to presentfactForm ADV
→ E••••••••• F•••••••• A••••••• S•••••••Registered adviserregistration: current employment
Jul 31, 2008 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Apr 7, 2008 to May 4, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d08cd131-9f2a-53a6-0b85-847aded4727c
First observed: Apr 7, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.