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K•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

K•••• K•••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Pennington, NJ | PENNINGTON, NJ

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Search this name across graphsid dfx:ria:d08eaa17-ec83-5f86-776f-02d7508dfc54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 15, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 4, 2010	n/a	yes	PENNINGTON, NJ\|Pennington, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 21, 2006	Mar 30, 2009	no	PENNINGTON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 22, 2006	Apr 21, 2006	30	Firm change	Other
M•••••• I••••••••• F••• S••••••• L••	C•••• I••••••••• S••••••• C••••	Sep 9, 2005	Nov 1, 2005

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 21, 2006 to Mar 30, 2009factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Nov 1, 2005 to Mar 22, 2006factForm ADV
→ M•••••• I••••••••• F••• S••••••• L••Registered adviserregistration: previous registration
Dec 16, 2004 to Sep 9, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d08eaa17-ec83-5f86-776f-02d7508dfc54
First observed: Dec 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.