DFX Intelligence

S•••••• M•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

S•••••• M•••• F••••••

Advisor at L•• F•••••••• L••

ROCKVILLE CENTRE, NY

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Search this name across graphsid dfx:ria:d0a1edb6-0616-5437-4220-b5c21d61261f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2024	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 9, 2022	May 22, 2024	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	May 22, 2024	May 15, 2024	-7	Firm change	Wirehouse to ibd
L•• F•••••••• L••	W•••• F•••• A•••••••	Nov 7, 2022	Nov 9, 2022

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 28, 2019 to Nov 7, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 9, 2022 to May 22, 2024factForm ADV
→ H••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 13, 2008 to Jan 20, 2009factForm ADV

Dated events

Occurred
May 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0a1edb6-0616-5437-4220-b5c21d61261f
First observed: Nov 13, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.