L••• H••••••

Advisor at W•••• F•••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 29, 2026	n/a	yes	PURCHASE, NY\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 19, 2022	n/a	yes	PURCHASE, NY\|WESTPORT, CT\|WHITE PLAINS, NY	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W•••• F•••• A•••••••	Aug 3, 2022	Jul 19, 2022	-15	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	M••••• S••••••	Oct 23, 2019	Nov 12, 2019

Team moves

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Team	Left	Joined	From	Kind
19616:149777:NY:2019-10-07	Oct 23, 2019	Nov 12, 2019	WHITE PLAINS, NY	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 29, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 12, 2002 to Oct 23, 2019factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 12, 2019 to Aug 3, 2022factForm ADV

Dated events

Order

Occurred
3 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 12, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.