DFX Intelligence

G•• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

G•• C••••••• L•••

CRD 283010

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Data as of May 30, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 27
On other graphs: 1
Observed: Feb 17, 2016 to May 30, 2025
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•• C••••••• L•••

Private equity manager · key_cik, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $663M••• Locked
Discretionary RAUM: $663M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•• C•••••• G••••• P••••••••• I•••••••• F••• I• A•• L•	Private Equity Fund	$411M	May 22, 2024	2	Mar 31, 2017	dropped	n/a
G•• C•••••• G••••• P••••••••• I•••••••• F••• I• L•	Private Equity Fund	$174M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• J••••	CHIEF FINANCIAL OFFICER	Na	yes	03/2022	Mar 29, 2022	May 22, 2024
G•• C••••••• L••	GENERAL PARTNER	Na	yes	02/2016	Feb 17, 2016	May 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•• G• I• L•	n/a	n/a	n/a	N	yes	n/a
G•• G• L•	n/a	n/a	n/a	N	yes	n/a
G•• G••••••• G• L•	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$663M	$768M	-13.7%	$1.1B	-14.7%	8	10	0	0

Relationships

Advises (9)

→ B••••• S••••• G•••• G••••••• I• L•Private fundPrivate Equity Fund, ERA
Jul 29, 2026 to presentfactForm ADV
→ G•• C•••••• E••••• O••••••••• F••• I• L•Private fundPrivate Equity Fund, ERA
Mar 15, 2024 to presentfactForm ADV
→ G•• C•••••• G••••••• I•• L•Private fundPrivate Equity Fund, IA, no longer reported
Mar 27, 2020 to May 22, 2024factForm ADV
→ G•• C•••••• G••••• P••••••••• I•••••••• F••• I•• L•

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
29 Jul 2026
Ria private fund assets change
••• Locked
Form ADV
$-686M
Occurred
29 Jul 2026
Ria registration change
••• Locked
Form ADV
Occurred
29 Jul 2026
Private fund no longer reported6 events
Private fund no longer reported: 6 on 29 Jul 2026
$4.2M to $411M
- ••• Locked$411M
- ••• Locked$174M
- ••• Locked$63.9M
Occurred
29 Jul 2026
Ria ownership band change2 events
G•• C••••••• L•••: ria ownership band change, 2 events, on 29 Jul 2026
- ••• Locked
- ••• Locked
Occurred
29 Jul 2026
Private fund first reported
••• Locked
Form ADV
$27.7M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 17, 2016
Last observed: May 30, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.