This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 26, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65|S66

First exam

Jan 26, 1998

First registration

Jul 13, 2010

Dual registered

yes, broker-dealer

Other names

SCOTT CAMERON DALE|SCOTT CAMERON DALE|SCOTT C DALE

IAPD individual key

2959818

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d0b663ed-de22-acb4-a731-0e221e3e2ee7

First observed

Jul 13, 2010

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.