This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FLEXIBLE PLAN INVESTMENTS LTD

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 27, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

41

Exams

S63|S65

First exam

Oct 27, 1993

First registration

May 8, 2009

Dual registered

yes, broker-dealer

IAPD individual key

1912294

• Occurred

  Oct 16, 2024
  Advisor changed firm

  Carl Richard Resnick left Guggenheim Investments for Flexible Plan Investments Ltd (registered 2024-10-18)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d0c03ebb-da80-a392-edb5-eb6b3e7948ed

First observed

May 8, 2009

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.