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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

FLEXIBLE PLAN INVESTMENTS LTD

CRD 110762

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e00554c5-190c-b452-84b2-228410bf79f5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 20
On other graphs: 0
Observed: Dec 5, 2011 to Mar 31, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.25 fund_share=0.73 institutional_share=0.02 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $365MderivedItem 5.D individuals plus high net worth individuals
Private client share: 25%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $297Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 68
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10,406
Individual clients: 8,323
High net worth clients: 737
SEC number: 801-21073
CRD: 110762
Filings on the tape: 27
First filed: Dec 5, 2011
Latest filed: Mar 31, 2026
Organised: Corporation, MI
Website: quantifiedfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JERRY CHARLES WAGNER	n/a	BLOOMFIELD HILLS, MI	33	45	n/a	no
Christopher Scott Noechel	n/a	BLOOMFIELD HILLS, MI	6	21	3	no
CARL RICHARD RESNICK	n/a	BLOOMFIELD HILLS, MI	1	32	2	yes
Jordan Roman	n/a	BLOOMFIELD HILLS, MI	0	10	n/a	yes
Adam Scott Radin	n/a	BLOOMFIELD HILLS, MI \| Clearwater, FL	0	23	5	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Fernando, Rukshan, Sanjeewa	CHIEF FINANCIAL OFFICER	Na	yes	06/2022	Mar 31, 2026	Mar 31, 2026
Ingalsbe, Jeffrey, Allan	SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER	Na	yes	10/2016	Mar 31, 2026	Mar 31, 2026
SMITH, GREGORY, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2014	Mar 31, 2026	Mar 31, 2026
TOTH, RENEE	EXECUTIVE VICE- PRESIDENT	B	yes	08/2006	Mar 31, 2026	Mar 31, 2026
WAGNER, JERRY, CHARLES	CEO / PRESIDENT	E	yes	02/1981	Mar 31, 2026	Mar 31, 2026
HIGGINS, MICHELLE, MARIE	CHIEF OPERATING OFFICER	Na	yes	05/2022	Mar 27, 2024	Mar 27, 2024
Burke, Sean, Michael	CORPORATE COUNSEL	Na	no	05/2022	Mar 31, 2026	Mar 31, 2026
HANNA, TIMOTHY	DIRECTOR OF RESEARCH	Na	no	03/2024	Mar 27, 2024	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.5B	$1.5B	68	5	0	n/a	n/a
2024	Mar 31, 2025	$1.5B	$1.5B	79	5	0	n/a	n/a
2023	Mar 27, 2024	$1.4B	$1.4B	84	3	0	n/a	n/a
2022	Mar 30, 2023	$1.6B	$1.6B	93	3	0	n/a	n/a
2021	Mar 31, 2022	$2.0B	$2.0B	92	3	0	n/a	n/a
2020	Mar 9, 2021	$1.6B	$1.6B	89	3	0	n/a	n/a
2019	Mar 30, 2020	$1.6B	$1.6B	87	3	0	n/a	n/a
2018	Mar 27, 2019	$1.7B	$1.7B	100	3	0	n/a	n/a
2017	Mar 28, 2018	$1.9B	$1.9B	100	3	0	n/a	n/a
2016	Mar 30, 2017	$1.7B	$1.7B	100	6	n/a	n/a	n/a
2015	Mar 8, 2016	$1.9B	$1.9B	95	6	n/a	n/a	n/a
2014	Feb 20, 2015	$2.0B	$2.0B	80	8	n/a	n/a	n/a
2013	Mar 13, 2014	$1.7B	$1.7B	75	8	n/a	n/a	n/a
2012	Apr 1, 2013	$1.5B	$1.5B	60	7	n/a	n/a	n/a
2011	Mar 29, 2012	$1.2B	$1.2B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.5B	-3.4%	$1.6B	-1.7%	68	79	0	0

Relationships

Registered with (18)

← Adam Scott RadinAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← Jordan RomanAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← CARL RICHARD RESNICKAdvisorregistration: current employment
Oct 18, 2024 to presentfactForm ADV
← Christopher Scott NoechelAdvisorregistration: current employment
Feb 27, 2020 to presentfactForm ADV
← JERRY CHARLES WAGNERAdvisorregistration: current employment
Jan 1, 1993 to presentfactForm ADV
← Cole MisuracaAdvisorregistration: previous registration
Apr 17, 2024 to Sep 5, 2025factForm ADV
← Justin Benedict MurphyAdvisorregistration: previous registration
Jun 4, 2024 to Jul 2, 2025factForm ADV
← MARY ELIZABETH JONESAdvisorregistration: previous registration
Feb 2, 2023 to Jun 14, 2024factForm ADV
← Darrell Lynn SaathoffAdvisorregistration: previous registration
Jun 22, 2021 to May 3, 2024factForm ADV
← ANDREW ANTHONY JABROAdvisorregistration: previous registration
Jun 29, 2021 to Apr 15, 2024factForm ADV
← ANNA E KINSELLAAdvisorregistration: previous registration
Mar 29, 2021 to Feb 15, 2024factForm ADV
← NICOLAS WERTHMANAdvisorregistration: previous registration
Jan 19, 2023 to Jul 5, 2023factForm ADV
← Leonard DursoAdvisorregistration: previous registration
Nov 16, 2018 to Sep 28, 2022factForm ADV
← Michael D HeaveyAdvisorregistration: previous registration
Feb 16, 2017 to Jul 5, 2022factForm ADV
← MICHAEL WALTON ROGERSAdvisorregistration: previous registration
Dec 8, 2020 to May 20, 2022factForm ADV
← TIMOTHY JAMES BRENNANAdvisorregistration: previous registration
Nov 2, 2017 to Mar 29, 2019factForm ADV
← VAINIUS BRONIUS GLEVECKASAdvisorregistration: previous registration
Mar 5, 2018 to May 22, 2018factForm ADV
← JEROME VAN LEFTWICHAdvisorregistration: previous registration
Jan 24, 2017 to Oct 10, 2017factForm ADV

Affiliated with (1)

← SOSNOWY INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (6)

← WAGNER, JERRY, CHARLESOwnerCEO / PRESIDENT, ownership code E, individual
Dec 5, 2011 to Mar 27, 2024factForm ADV
← TOTH, RENEEOwnerEXECUTIVE VICE-PRESIDENT, ownership code B, individual
Dec 5, 2011 to Mar 27, 2024factForm ADV
← SMITH, GREGORY, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 13, 2014 to Mar 27, 2024factForm ADV
← HIGGINS, MICHELLE, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 27, 2024 to Mar 27, 2024factForm ADV
← Ingalsbe, Jeffrey, AllanOwnerSENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER, ownership code NA, individual
Nov 1, 2016 to Mar 27, 2024factForm ADV
← Fernando, Rukshan, SanjeewaOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2024 to Mar 27, 2024factForm ADV

Owns (2)

← HANNA, TIMOTHYOwnerDIRECTOR OF RESEARCH, ownership code NA, individual
Mar 27, 2024 to Mar 27, 2024factForm ADV
← Burke, Sean, MichaelOwnerCORPORATE COUNSEL, ownership code NA, individual
Mar 30, 2023 to Mar 27, 2024factForm ADV

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
Cole Misuraca left Flexible Plan Investments Ltd for Thrivent Investment Management Inc. (registered 2025-09-12)
Form ADVobserved 6 days ago
Occurred
Jul 2, 2025
Advisor changed firm
Justin Benedict Murphy left Flexible Plan Investments Ltd for Cetera Investment Advisers Llc (registered 2026-01-14)
Form ADVobserved 6 days ago
Occurred
Jun 14, 2024
Advisor changed firm
Mary Elizabeth Jones left Flexible Plan Investments Ltd for Osaic Wealth, Inc. (registered 2024-07-18)
Form ADVobserved 6 days ago
Occurred
May 3, 2024
Advisor changed firm
Darrell Lynn Saathoff left Flexible Plan Investments Ltd for Tlg Advisors, Inc. (registered 2025-09-18)
Form ADVobserved 6 days ago
Occurred
Apr 15, 2024
Advisor changed firm
Andrew Anthony Jabro left Flexible Plan Investments Ltd for Next Financial Group, Inc. (registered 2024-04-30)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2024
Control person left
Michael Jason Teed (Director Of Research) no longer on Schedule A of Flexible Plan Investments Ltd (listed 2023-03-30, absent 2024-03-27)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2024
Control person joined
Marie Michelle Higgins (Chief Operating Officer) appeared on Schedule A of Flexible Plan Investments Ltd
Form ADVobserved 6 days ago
Occurred
Mar 27, 2024
Control person joined
Sanjeewa Rukshan Fernando (Chief Financial Officer) appeared on Schedule A of Flexible Plan Investments Ltd
Form ADVobserved 6 days ago
Occurred
Feb 15, 2024
Advisor changed firm
Anna E Kinsella left Flexible Plan Investments Ltd for Tcw Investment Management Company Llc (registered 2024-03-05)
Form ADVobserved 6 days ago
Occurred
Jul 5, 2023
Advisor changed firm
Nicolas Werthman left Flexible Plan Investments Ltd for Bahl & Gaynor Llc (registered 2024-02-28)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person left
Joseph John Iseman (Corporate Counsel) no longer on Schedule A of Flexible Plan Investments Ltd (listed 2022-03-31, absent 2023-03-30)
Form ADVobserved 6 days ago
Occurred
Sep 28, 2022
Advisor changed firm
Leonard Durso left Flexible Plan Investments Ltd for Beacon Capital Management, Inc. (registered 2022-11-22)
Form ADVobserved 6 days ago
Occurred
Jul 5, 2022
Advisor changed firm
Michael D Heavey left Flexible Plan Investments Ltd for Assetmark, Inc. (registered 2022-08-18)
Form ADVobserved 6 days ago
Occurred
May 20, 2022
Advisor changed firm
Michael Walton Rogers left Flexible Plan Investments Ltd for True North Wealth Strategies (registered 2022-06-16)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Baxter Peter Mauthe (Vice President Of Corporate Development) no longer on Schedule A of Flexible Plan Investments Ltd (listed 2021-03-09, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Michael Jason Teed (Director Of Research) appeared on Schedule A of Flexible Plan Investments Ltd
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Arthur David White (Cfo, Corporate Secretary) no longer on Schedule A of Flexible Plan Investments Ltd (listed 2019-03-27, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Paul Patrick Cahill (Senior Vice President - National Sales Manager) no longer on Schedule A of Flexible Plan Investments Ltd (listed 2019-03-27, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2019
Control person left
Joseph Leonard Durso (Vice President Sales) no longer on Schedule A of Flexible Plan Investments Ltd (listed 2018-03-28, absent 2019-03-27)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2019
Control person joined
Paul Patrick Cahill (Senior Vice President - National Sales Manager) appeared on Schedule A of Flexible Plan Investments Ltd
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e00554c5-190c-b452-84b2-228410bf79f5
First observed: Dec 5, 2011
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLEXIBLE PLAN INVESTMENTS LTD

CRD 110762

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e00554c5-190c-b452-84b2-228410bf79f5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JERRY CHARLES WAGNER

n/a

BLOOMFIELD HILLS, MI

n/a

Christopher Scott Noechel

n/a

BLOOMFIELD HILLS, MI

CARL RICHARD RESNICK

n/a

BLOOMFIELD HILLS, MI

yes

Jordan Roman

n/a

BLOOMFIELD HILLS, MI

n/a

yes

Adam Scott Radin

n/a

BLOOMFIELD HILLS, MI | Clearwater, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Fernando, Rukshan, Sanjeewa

CHIEF FINANCIAL OFFICER

yes

06/2022

Mar 31, 2026

Ingalsbe, Jeffrey, Allan

SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER

yes

10/2016

Mar 31, 2026

SMITH, GREGORY, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

01/2014

Mar 31, 2026

TOTH, RENEE

EXECUTIVE VICE- PRESIDENT

yes

08/2006

Mar 31, 2026

WAGNER, JERRY, CHARLES

CEO / PRESIDENT

yes

02/1981

Mar 31, 2026

HIGGINS, MICHELLE, MARIE

CHIEF OPERATING OFFICER

yes

05/2022

Mar 27, 2024

Burke, Sean, Michael

CORPORATE COUNSEL

05/2022

Mar 31, 2026

HANNA, TIMOTHY

DIRECTOR OF RESEARCH

03/2024

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.5B

n/a

2024

Mar 31, 2025

$1.5B

n/a

2023

Mar 27, 2024

$1.4B

n/a

2022

Mar 30, 2023

$1.6B

n/a

2021

Mar 31, 2022

$2.0B

n/a

2020

Mar 9, 2021

$1.6B

n/a

2019

Mar 30, 2020

$1.6B

n/a

2018

Mar 27, 2019

$1.7B

100

n/a

2017

Mar 28, 2018

$1.9B

100

n/a

2016

Mar 30, 2017

$1.7B

100

n/a

2015

Mar 8, 2016

$1.9B

n/a

2014

Feb 20, 2015

$2.0B

n/a

2013

Mar 13, 2014

$1.7B

n/a

2012

Apr 1, 2013

$1.5B

n/a

2011

Mar 29, 2012

$1.2B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

-3.4%

$1.6B

-1.7%