DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
CAMARILLO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | CAMARILLO, CA | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | Jan 19, 2017 | Sep 1, 2023 | no | CAMARILLO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | O•••• W•••••• I••• | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| M•• W••••• S••••••• | S•••••••• F••••••••• I••• | Mar 22, 2017 | Jan 19, 2017 |
| M•• W••••• S••••••• | Independent wealth | Jan 10, 2014 | Mar 22, 2017 | no | THOUSAND OAKS, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 5, 2011 | Jan 21, 2014 | no | CAMARILLO, CA|SAN DIEGO, CA|VENTURA, CA | Previous registration |
| L••••••• P•••••••• I••• | n/a | Sep 9, 2005 | Jan 23, 2014 | no | CAMARILLO, CA | Previous registration |
| -62 |
| Firm change after gap |
| Other |
| L••••••• P•••••••• I••• | L•• F•••••••• L•• | Jan 23, 2014 | May 5, 2011 | -994 | Firm change after gap | Other |
| L•• F•••••••• L•• | M•• W••••• S••••••• | Jan 21, 2014 | Jan 10, 2014 | -11 | Firm change | Other |