DFX Intelligence

M•• W••••• S•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•• W••••• S•••••••

CRD 169013

THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:7118aa31-a983-2d8e-0973-8142d2400e5e

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 12, 2016 to Jul 23, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $310M••• Locked
Discretionary RAUM: $292M
Private client RAUM: $310Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $155Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• E••• G•••••	Certified Financial Planner	THOUSAND OAKS, CA	12	21	1	yes
C••••••••• D• M••••••	n/a	THOUSAND OAKS, CA	12	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• M••••••• E•••	CHIEF COMPLIANCE OFFICER, SHAREHOLDER	D	yes	01/2019	Oct 12, 2016	Feb 21, 2024
M••••••• C••••••••• D•	PRESIDENT, SHAREHOLDER	D	no	01/2019	Jan 31, 2017	Feb 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• E• G•••••	n/a	n/a	n/a	N	no	n/a
T•••• W•••••• • M•••••• L••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Indianapolis	In	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$310M	$248M	24.9%	$181M	19.6%	3	3	1	1

Relationships

Registered with (3)

← C••••••••• D• M••••••Advisorregistration: current employment
Nov 13, 2013 to presentfactForm ADV
← M•••••• E••• G•••••Advisorregistration: current employment
Oct 17, 2013 to presentfactForm ADV
← ROBERT S HARRELLAdvisorregistration: previous registration
Jan 10, 2014 to Mar 22, 2017factForm ADV

Controls (1)

Dated events

Occurred
Jan 18, 2019
Succession filed (Item 4)
M•• W••••• S••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Jan 18, 2019
Control person left
Gerald Malcolm Meador (President, Shareholder) no longer on Schedule A of M•• W••••• S••••••• (listed 2018-02-06, absent 2019-01-18)
Form ADVobserved 7 days ago
Occurred
Oct 12, 2016
First Form ADV filing
Meador & Associates filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7118aa31-a983-2d8e-0973-8142d2400e5e
First observed: Oct 12, 2016
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.