DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Keith T Lohm

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Corapolis, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0cb7b7b-73d0-2962-c3e5-ec467ae8d50a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 4, 1986
First registration: May 24, 2002
Dual registered: yes, broker-dealer
Other names: KEITH THOMAS LOHM|KEITH T. LOHM|KEITH THOMAS LOHM|KEITH T lohm
IAPD individual key: 1516728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 28, 2021	n/a	yes	Corapolis, PA	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 23, 2019	Nov 6, 2019	no	PITTSBURGH, PA\|BRIDGEVILLE, PA\|PITTSBURGH, PA\|MONROEVILLE, PA\|HARRISBURG, PA\|HARRISBURG, PA\|PITTSBURGH, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 4, 2017	Apr 5, 2018	no	BRIDGEVILLE, PA\|CARNEGIE, PA\|BRIDGEVILLE, PA\|SAN DIEGO, CA\|PITTSBURGH, PA\|BETHEL PARK, PA\|ELIZABETH, PA\|FAIRVIEW, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|LEBANON, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|CARNEGIE, PA\|MCKEES ROCKS, PA	Previous registration
NORTHWEST ADVISORS, INC.	Former SEC adviser	Nov 12, 2013	Mar 26, 2018	no	BRIDGEVILLE, PA\|WARREN, PA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 24, 2002	Jun 19, 2006	no	LOWER BURRELL, PA\|LOWER BURRELL, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Nov 6, 2019	Apr 28, 2021	539	Firm change after gap	Ibd to ibd
LPL FINANCIAL LLC	CITIZENS SECURITIES, INC.	Apr 5, 2018	Apr 23, 2019	383	Firm change	RIA to ibd
NORTHWEST ADVISORS, INC.	LPL FINANCIAL LLC	Mar 26, 2018	Oct 4, 2017	-173	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	NORTHWEST ADVISORS, INC.	Jun 19, 2006	Nov 12, 2013	2,703	Firm change after gap	Other

Relationships

Registered with (5)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Apr 28, 2021 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 23, 2019 to Nov 6, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 4, 2017 to Apr 5, 2018factForm ADV
→ NORTHWEST ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2013 to Mar 26, 2018factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 24, 2002 to Jun 19, 2006factForm ADV

Dated events

No dated event names this entity yet.