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J••• W••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••• W••••• S••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

BRENTWOOD, TN | Franklin, TN

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Search this name across graphsid dfx:ria:d0da0487-f75a-1e67-3b9e-4461ffe39e2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 14, 2024	n/a	yes	Franklin, TN\|BRENTWOOD, TN	Current employment
E••••• J••••	National bd RIA	Apr 29, 2013	Oct 14, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Oct 14, 2024	Oct 14, 2024	0	Firm change	Ibd to ibd
P•••• S••••••••• L••	E••••• J••••	Apr 30, 2013

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 14, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 29, 2013 to Oct 14, 2024factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 12, 2013 to Apr 30, 2013factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Oct 14, 2024
Advisor changed firm
J••• W••••• S•••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-10-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0da0487-f75a-1e67-3b9e-4461ffe39e2f
First observed: Aug 24, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.