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Advisor at CITIZENS SECURITIES, INC.
JOHNSTON, RI | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Aug 4, 2025 | n/a | yes | New York, NY|JOHNSTON, RI | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Aug 12, 2024 | Aug 1, 2025 | no | SYRACUSE, NY|Syracuse, NY | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 6, 2013 | Jun 5, 2015 | no | NEW YORK, NY | Previous registration |
| FMSI ADVISERS | Former SEC adviser | May 24, 2010 | Jun 10, 2010 | no | NEW YORK, NY|BLOOMINGTON, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 4, 2008 | Jun 4, 2009 | no | FLORHAM PARK, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|NEW YORK, NY|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | CITIZENS SECURITIES, INC. | Aug 1, 2025 | Aug 4, 2025 | 3 | Firm change | Ibd to ibd |
| PARK AVENUE SECURITIES LLC | CADARET GRANT & CO INC | Jun 5, 2015 | Aug 12, 2024 | 3,356 | Firm change after gap | Other |
| FMSI ADVISERS | PARK AVENUE SECURITIES LLC | Jun 10, 2010 | Jun 6, 2013 | 1,092 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | FMSI ADVISERS | Jun 4, 2009 | May 24, 2010 | 354 | Firm change | Other |