DFX Intelligence
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Reading the graph
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Advisor at G••••••• P•••• C••••••• L••
SAN F••••••••, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••••• P•••• C••••••• L•• | Other adviser | Oct 31, 2012 | n/a | yes | SAN F••••••••, CA|SAN F••••••••, CA | Current employment |
| G••••••• P•••• F••••• L•• | Former SEC adviser | Feb 26, 2016 | Jan 3, 2022 | no | Walnut Creek, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••• P•••• F••••• L•• | n/a | Jan 3, 2022 | n/a | n/a | Departure no registered destination | Departure |
| S•• F•••••••• S••••• I••••••••• G•••• | G••••••• P•••• F••••• L•• | Dec 1, 2017 | Jan 28, 2014 | -1,403 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106257:166431:CA:2017-12-01 | Dec 1, 2017 | Jan 28, 2014 | SAN F••••••••, CA | Firm change after gap |
| G••••••• P•••• F••••• L•• | Former SEC adviser | Jan 28, 2014 | Dec 31, 2014 | no | SAN F••••••••, CA | Previous registration |
| S•• F•••••••• S••••• I••••••••• G•••• | Former SEC adviser | Nov 30, 2012 | Dec 1, 2017 | no | SAN F••••••••, CA | Previous registration |
| B••••••• C•••••• I••• | Former SEC adviser | Jun 21, 2011 | Oct 24, 2012 | no | SAN F••••••••, CA | Previous registration |
| Firm change after gap |
| Other |
| B••••••• C•••••• I••• | G••••••• P•••• C••••••• L•• | Oct 24, 2012 | Oct 31, 2012 | 7 | Firm change | Other |