RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• Q••••••• T•••
- G••••••• P•••• C••••••• L•• other currentsince Oct 31, 2012 · San Francisco, Ca
- G••••••• P•••• F••••• L•• formerFeb 26, 2016 to Jan 3, 2022 · Walnut Creek, Ca
- G••••••• P•••• F••••• L•• formerJan 28, 2014 to Dec 31, 2014 · San Francisco, Ca
- S•• F•••••••• S••••• I••••••••• G•••• formerNov 30, 2012 to Dec 1, 2017 · San Francisco, Ca
- B••••••• C•••••• I••• formerJun 21, 2011 to Oct 24, 2012 · San Francisco, Ca
- G••••••• P•••• F••••• L•• to no registered destinationleft Jan 3, 2022 · Departure, no registered destination
- S•• F•••••••• S••••• I••••••••• G•••• to G••••••• P•••• F••••• L••left Dec 1, 2017, registered Jan 28, 2014 (-1403 days) · Other · moved with a team
- B••••••• C•••••• I••• to G••••••• P•••• C••••••• L••left Oct 24, 2012, registered Oct 31, 2012 (7 days) · Other
- Jonathan Quoc-Anh Tran no longer registered at Garrison Point Funds, Llc; no later IA registration on IAPDJan 3, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address