DFX Intelligence
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Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Frisco, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 24, 2025 | n/a | yes | Frisco, TX | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 26, 2018 | Oct 27, 2025 | no | MCKINNEY, TX|Little Elm, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• • A••••••••• I••• | Oct 27, 2025 | Oct 24, 2025 | -3 | Firm change | Wirehouse to ibd |
| C••• F•••••••• S•••••••• L••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 30, 2018 |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Jun 16, 2014 | Oct 30, 2018 | no | PLANO, TX|Henderson, NV|North Las Vegas, NV|LAS VEGAS, NV|Las Vegas, NV | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | May 23, 2014 | Jun 17, 2014 | no | FLOWER MOUND, TX|FORT WORTH, TX | Previous registration |
| -4 |
| Firm change |
| Ibd to wirehouse |
| W•••• F•••• A••••••• | C••• F•••••••• S•••••••• L••• | Jun 17, 2014 | Jun 16, 2014 | -1 | Firm change | Other |