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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

URSULA ROBINSON DALEY

Advisor at VESTGEN ADVISORS, LLC

Oak Brook, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0e2a824-5b68-978b-331b-d958e01ad6f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VESTGEN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 30, 2002
First registration: Feb 28, 2003
Dual registered: yes, broker-dealer
Other names: URSULA ANNE ROBINSON
IAPD individual key: 4369630

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VESTGEN ADVISORS, LLC	Independent wealth	Oct 6, 2025	n/a	yes	CHICAGO, IL\|Oak Brook, IL	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Dec 17, 2018	Oct 6, 2025	no	Oak Brook, IL\|WALTHAM, MA\|Medfield, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 28, 2003	Dec 21, 2018	no	ST CHARLES, IL\|DES PLAINES, IL\|SAINT CHARLES, IL\|CHICAGO, IL\|DEER PARK, IL\|KILDEER, IL\|PEORIA, IL\|NAPERVILLE, IL\|ITASCA, IL\|SCHAUMBURG, IL\|OAK BROOK, IL\|ST CHARLES, IL\|DES PLAINES, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	VESTGEN ADVISORS, LLC	Oct 6, 2025	Oct 6, 2025	0	Firm change	Ibd to RIA
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Dec 21, 2018	Dec 17, 2018	-4	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:8032:IL:2018-12-21	Dec 21, 2018	Dec 17, 2018	DES PLAINES, IL	Firm change

Relationships

Registered with (3)

→ VESTGEN ADVISORS, LLCRegistered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Dec 17, 2018 to Oct 6, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 28, 2003 to Dec 21, 2018factForm ADV

Dated events

Occurred
Oct 6, 2025
Advisor changed firm
Ursula Robinson Daley left Commonwealth Financial Network for Vestgen Advisors, Llc (registered 2025-10-06)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0e2a824-5b68-978b-331b-d958e01ad6f6
First observed: Feb 28, 2003
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

URSULA ROBINSON DALEY

Advisor at VESTGEN ADVISORS, LLC

Oak Brook, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0e2a824-5b68-978b-331b-d958e01ad6f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

VESTGEN ADVISORS, LLC

Independent wealth

Oct 6, 2025

n/a

yes

CHICAGO, IL|Oak Brook, IL

Current employment

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Dec 17, 2018

Oct 6, 2025

Oak Brook, IL|WALTHAM, MA|Medfield, MA

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 28, 2003

Dec 21, 2018

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

COMMONWEALTH FINANCIAL NETWORK

VESTGEN ADVISORS, LLC

Oct 6, 2025

Firm change

Ibd to RIA

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

Dec 21, 2018

Dec 17, 2018

-4

Firm change

RIA to ibd

Team

Left

Joined

From

Kind

6413:8032:IL:2018-12-21

Dec 21, 2018

Dec 17, 2018

DES PLAINES, IL

Firm change