DFX Intelligence

A•••••••• D•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

A•••••••• D•••• M••••

Advisor at I••••••• W••••• M••••••••• L••

CHANDLER, AZ

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Search this name across graphsid dfx:ria:d0e9e2c3-5379-c7b7-f46e-31a5fb51e754

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• W••••• M••••••••• L••	Independent wealth	Jul 10, 2015	n/a	yes	CHANDLER, AZ	Current employment
I••••••• F••••••••• L••	Independent wealth	Apr 22, 2010	Feb 3, 2016	no	TUCSON, AZ\|PORTSMOUTH, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F••••••••• L••	I••••••• W••••• M••••••••• L••	Feb 3, 2016	Jul 10, 2015	-208	Firm change after gap	Other

Relationships

Registered with (2)

→ I••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 10, 2015 to presentfactForm ADV
→ I••••••• F••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2010 to Feb 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0e9e2c3-5379-c7b7-f46e-31a5fb51e754
First observed: Apr 22, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.