This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ZACKS INVESTMENT MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Nov 21, 2022

First registration

Oct 22, 2024

Dual registered

no

Other names

Reginald Smith|Reginald Julian Smith|Reggie Smith

IAPD individual key

7609770

• Occurred

  Aug 21, 2025
  Advisor changed firm

  Reginald J Smith left J.P. Morgan Securities Llc for Zacks Investment Management, Inc. (registered 2026-08-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d0ea527d-2f7e-d8a1-1b64-bed538355d96

First observed

Oct 22, 2024

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.