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RIA / WealthAdvisor19 years in industry

TIMOTHY MICHAEL FITZHARRIS

Advisor at DINERGY

CINCINNATI, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DINERGY
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jul 20, 2007
First registration: Jul 31, 2007
Dual registered: no
Other names: TIMOTHY FITZHARRIS
IAPD individual key: 5343964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Dinergy	State registered	Mar 3, 2017	n/a	yes	CINCINNATI, OH	Current employment
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jul 11, 2014	Nov 7, 2016	no	CINCINNATI, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 14, 2014	no	EVENDALE, OH\|SPRINGBORO, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 30, 2011	Oct 1, 2012	no	SPRINGBORO, OH\|EVENDALE, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 21, 2009	Jul 20, 2011	no	CINCINNATI, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 31, 2007	Apr 20, 2009	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	Dinergy	Nov 7, 2016	Mar 3, 2017	116	Firm change	Other
J.P. MORGAN SECURITIES LLC	HORTER INVESTMENT MANAGEMENT, LLC	Jul 14, 2014	Jul 11, 2014	-3	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
LPL FINANCIAL LLC	CHASE INVESTMENT SERVICES CORP.	Jul 20, 2011	Sep 30, 2011	72	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Apr 20, 2009	May 21, 2009	31	Firm change	Other

Relationships

Registered with (6)

→ DINERGYRegistered adviserregistration: current employment
Mar 3, 2017 to presentfactForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 11, 2014 to Nov 7, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 14, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 30, 2011 to Oct 1, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 21, 2009 to Jul 20, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 31, 2007 to Apr 20, 2009factForm ADV

Dated events

No dated event names this entity yet.