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Registered advisor
T•••••• M•••••• F•••••••••
Feed of 09/14/2026
Also filed as T•••••• F•••••••••
At current firm
9 y
since Mar 3, 2017
In the industry
19 y
since Jul 20, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D•••••• state registered currentsince Mar 3, 2017 · Cincinnati, Oh
- H••••• I••••••••• M••••••••• L•• independent RIAJul 11, 2014 to Nov 7, 2016 · Cincinnati, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 14, 2014 · Evendale, Oh
- C•••• I••••••••• S••••••• C•••• formerSep 30, 2011 to Oct 1, 2012 · Springboro, Oh
- L•• F•••••••• L•• BD affiliatedMay 21, 2009 to Jul 20, 2011 · Cincinnati, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 2007 to Apr 20, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••• I••••••••• M••••••••• L•• to D••••••left Nov 7, 2016, registered Mar 3, 2017 (116 days) · Other
- J••• M••••• S••••••••• L•• to H••••• I••••••••• M••••••••• L••left Jul 14, 2014, registered Jul 11, 2014 (-3 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jul 20, 2011, registered Sep 30, 2011 (72 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Apr 20, 2009, registered May 21, 2009 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address