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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Smithtown, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 1, 2025 | n/a | yes | Smithtown, NY | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | May 13, 2021 | May 1, 2025 | no | Smithtown, NY | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Mar 25, 2021 | May 1, 2025 | no | Fort Washington, PA|SMITHTOWN, NY|PALM BEACH GARDENS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | COMMONWEALTH FINANCIAL NETWORK | May 1, 2025 | May 1, 2025 | 0 | Firm change | Ibd to ibd |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | May 1, 2025 | May 13, 2021 | -1,449 | Firm change after gap | RIA to ibd |