DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultant23 years in industry

PHILIP JOSEPH BONGIORNO

Advisor at IAMS WEALTH MANAGEMENT, LLC

OMAHA, NE | STOWE, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0f2cf90-5192-e80d-a47d-e3e492033014

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IAMS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jul 7, 2005
First registration: Mar 11, 2003
Dual registered: no
IAPD individual key: 1094196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IAMS WEALTH MANAGEMENT, LLC	Independent wealth	Apr 6, 2017	n/a	yes	STOWE, VT\|OMAHA, NE	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Sep 9, 2014	Mar 22, 2017	no	STOWE, VT\|KENTWOOD, MI	Previous registration
OSAIC FS, INC.	Former SEC adviser	Apr 8, 2010	Jul 29, 2011	no	STOWE, VT\|STOWE, VT\|GREENSBORO, NC	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Apr 11, 2007	Apr 8, 2010	no	COLCHESTER, VT	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Mar 11, 2003	Mar 6, 2007	no	COLCHESTER, VT\|BURLINGTON, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	IAMS WEALTH MANAGEMENT, LLC	Mar 22, 2017	Apr 6, 2017	15	Firm change	Other
OSAIC FS, INC.	REGAL INVESTMENT ADVISORS LLC	Jul 29, 2011	Sep 9, 2014	1,138	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	OSAIC FS, INC.	Apr 8, 2010	Apr 8, 2010	0	Firm change	Other
ESI FINANCIAL ADVISORS	NEW ENGLAND SECURITIES CORPORATION	Mar 6, 2007	Apr 11, 2007	36	Firm change	Other

Relationships

Registered with (5)

→ IAMS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 6, 2017 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Sep 9, 2014 to Mar 22, 2017factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Apr 8, 2010 to Jul 29, 2011factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 11, 2007 to Apr 8, 2010factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 11, 2003 to Mar 6, 2007factForm ADV

Dated events

No dated event names this entity yet.