DFX Intelligence

J•••• M•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J•••• M•••• R•••••••

Advisor at O•• A•••• M••••••••• L••

Westlake Village, CA

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Search this name across graphsid dfx:ria:d0f2faeb-fc95-7964-a7b7-b026d29f5565

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• A•••• M••••••••• L••	Independent wealth	May 8, 2017	n/a	yes	Westlake Village, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 22, 2004	May 9, 2017	no	WESTLAKE VILLAGE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	O•• A•••• M••••••••• L••	May 9, 2017	May 8, 2017	-1	Firm change	Wirehouse to new firm
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Apr 2, 2004	Mar 22, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:287856:CA:2017-05-09	May 9, 2017	May 8, 2017	WESTLAKE VILLAGE, CA	Firm change

Relationships

Registered with (3)

→ O•• A•••• M••••••••• L••Registered adviserregistration: current employment
May 8, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 22, 2004 to May 9, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Apr 2, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0f2faeb-fc95-7964-a7b7-b026d29f5565
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.