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Advisor at WELLS FARGO ADVISORS
EL PASO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 16, 2014 | n/a | yes | EL PASO, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 8, 2004 | Jul 22, 2014 | no | EL PASO, TX|EL PASO, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 30, 1996 | May 7, 2004 | no | EL PASO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 22, 2014 | Oct 16, 2014 | 86 | Firm change | Wirehouse to wirehouse |
| CHARLES SCHWAB & CO., INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 7, 2004 | Dec 8, 2004 | 215 | Firm change | Ibd to wirehouse |