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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PYA WALTMAN CAPITAL, LLC

CRD 137283

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d10683dc-06c7-5402-cffd-f6c0bcb4d7c3

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 5
On other graphs: 0
Observed: Feb 6, 2012 to Mar 2, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $761M
Private client RAUM: $681MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $112Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,528
Individual clients: 206
High net worth clients: 192
SEC number: 801-64909
CIK: 1800135
CRD: 137283
Filings on the tape: 25
First filed: Feb 6, 2012
Latest filed: Mar 2, 2026
Organised: Limited Liability Company, TN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JACK WILLIAM WALTMAN	Certified Financial Planner	KNOXVILLE, TN	18	27	2	no
ERIC E FOSTER	Certified Financial Planner	KNOXVILLE, TN	18	23	2	no
MELISSA KESLING BALLARD	Certified Financial Planner	KNOXVILLE, TN	17	18	n/a	no
AARON MATTHEW SAMS	Chartered Financial Analyst	KNOXVILLE, TN	15	15	n/a	no
Austin Miller Koplan	n/a	KNOXVILLE, TN	5	14	n/a	no
Aaron Michael Nolan	Certified Financial Planner	Salem, VA	4	21	n/a	no
Claire Covey Kluth	Certified Financial Planner	KNOXVILLE, TN	2	14	n/a	no
DOUGLAS ANDREW YOAKLEY	n/a	KNOXVILLE, TN	1	11	n/a	no
Caden Jason Mumford	Certified Financial Planner	KNOXVILLE, TN	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WALTMAN, JACK, WILLIAM	PRESIDENT, MEMBER	C	yes	10/2005	Mar 2, 2026	Mar 2, 2026
YOAKLEY, DOUGLAS, ANDREW	Member	C	yes	10/2005	Mar 2, 2026	Mar 2, 2026
BALLARD, MELISSA, KESLING	Member	Na	no	07/2024	Mar 2, 2026	Mar 2, 2026
BROWN, MARTIN, DOUGLAS	Member	Na	no	10/2005	Mar 2, 2026	Mar 2, 2026
FOSTER, ERIC, E	Member	B	no	01/2007	Mar 2, 2026	Mar 2, 2026
GHEEN, GREGORY, PAUL	Member	Na	no	10/2005	Mar 2, 2026	Mar 2, 2026
OTT, JESSICA, LEE	CHIEF COMPLIANCE OFFICER	Na	no	03/2009	Mar 2, 2026	Mar 2, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PYA, P.C	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no
Atlanta	Ga	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$1.0B	$761M	17	8	0	n/a	n/a
2024	Mar 12, 2025	$819M	$586M	16	11	2	n/a	n/a
2023	Mar 15, 2024	$1.0B	$502M	14	9	1	n/a	n/a
2022	Feb 16, 2023	$864M	$385M	14	6	0	n/a	n/a
2021	Mar 18, 2022	$1.0B	$419M	11	7	0	n/a	n/a
2020	Mar 16, 2021	$879M	$353M	12	6	0	n/a	n/a
2019	Feb 10, 2020	$755M	$292M	11	6	0	n/a	n/a
2018	Mar 29, 2019	$631M	$228M	9	5	0	n/a	n/a
2017	Jan 31, 2018	$631M	$217M	9	4	0	n/a	n/a
2016	Mar 23, 2017	$549M	$187M	9	4	n/a	n/a	n/a
2015	Feb 29, 2016	$500M	$163M	9	4	n/a	n/a	n/a
2014	Mar 24, 2015	$453M	$183M	9	5	n/a	n/a	n/a
2013	Feb 21, 2014	$461M	$193M	9	5	n/a	n/a	n/a
2012	Feb 7, 2013	$470M	$220M	9	5	n/a	n/a	n/a
2011	Feb 6, 2012	$539M	$219M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	11.1%	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$819M	22.8%	$864M	5.2%	17	16	0	2

Relationships

Registered with (16)

← Caden Jason MumfordAdvisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← DOUGLAS ANDREW YOAKLEYAdvisorregistration: current employment
May 7, 2025 to presentfactForm ADV
← Claire Covey KluthAdvisorregistration: current employment
Feb 5, 2024 to presentfactForm ADV
← Aaron Michael NolanAdvisorregistration: current employment
Jan 18, 2022 to presentfactForm ADV
← Austin Miller KoplanAdvisorregistration: current employment
Jun 3, 2021 to presentfactForm ADV
← AARON MATTHEW SAMSAdvisorregistration: current employment
Mar 11, 2011 to presentfactForm ADV
← MELISSA KESLING BALLARDAdvisorregistration: current employment
Nov 24, 2008 to presentfactForm ADV
← JACK WILLIAM WALTMANAdvisorregistration: current employment
Nov 29, 2007 to presentfactForm ADV
← ERIC E FOSTERAdvisorregistration: current employment
Nov 29, 2007 to presentfactForm ADV
← Trevor Wayne GunterAdvisorregistration: previous registration
May 9, 2024 to Oct 31, 2025factForm ADV
← Jacob R HoheiselAdvisorregistration: previous registration
Mar 27, 2024 to Aug 29, 2025factForm ADV
← Mary Alexander BallardAdvisorregistration: previous registration
Nov 13, 2023 to May 16, 2025factForm ADV
← Payton N VeStrandAdvisorregistration: previous registration
Aug 23, 2023 to Jan 7, 2025factForm ADV
← ROCH EARL MONNIGAdvisorregistration: previous registration
Mar 29, 2018 to May 27, 2022factForm ADV
← Jonathan MillsAdvisorregistration: previous registration
Aug 31, 2018 to Jun 29, 2020factForm ADV
← NATHAN KELLY SMITHAdvisorregistration: previous registration
Mar 2, 2009 to Apr 30, 2015factForm ADV

Controls (2)

← WALTMAN, JACK, WILLIAMOwnerPRESIDENT, MEMBER, ownership code C, individual
Feb 6, 2012 to Aug 13, 2024factForm ADV
← YOAKLEY, DOUGLAS, ANDREWOwnerMEMBER, ownership code C, individual
Feb 6, 2012 to Aug 13, 2024factForm ADV

Owns (4)

← FOSTER, ERIC, EOwnerMEMBER, ownership code B, individual
Feb 6, 2012 to Aug 13, 2024factForm ADV
← GHEEN, GREGORY, PAULOwnerMEMBER, ownership code NA, individual
Feb 6, 2012 to Aug 13, 2024factForm ADV
← BROWN, MARTIN, DOUGLASOwnerMEMBER, ownership code NA, individual
Feb 6, 2012 to Aug 13, 2024factForm ADV
← OTT, JESSICA, LEEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 6, 2012 to Aug 13, 2024factForm ADV

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
Trevor Wayne Gunter left Pya Waltman Capital, Llc for Four Pines Financial (registered 2025-11-17)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2025
Advisor changed firm
Jacob R Hoheisel left Pya Waltman Capital, Llc for Robert W. Baird & Co. Incorporated (registered 2025-12-23)
Form ADVobserved 6 days ago
Occurred
May 16, 2025
Advisor changed firm
Mary Alexander Ballard left Pya Waltman Capital, Llc for Sagespring Wealth Partners (registered 2025-06-09)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Payton N Vestrand left Pya Waltman Capital, Llc for Morgan Stanley (registered 2025-02-06)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Advisor changed firm
Roch Earl Monnig left Pya Waltman Capital, Llc for Origin Investment Advisory Llc (registered 2022-06-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d10683dc-06c7-5402-cffd-f6c0bcb4d7c3
First observed: Feb 6, 2012
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PYA WALTMAN CAPITAL, LLC

CRD 137283

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d10683dc-06c7-5402-cffd-f6c0bcb4d7c3

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JACK WILLIAM WALTMAN

Certified Financial Planner

KNOXVILLE, TN

ERIC E FOSTER

Certified Financial Planner

KNOXVILLE, TN

MELISSA KESLING BALLARD

Certified Financial Planner

KNOXVILLE, TN

n/a

AARON MATTHEW SAMS

Chartered Financial Analyst

KNOXVILLE, TN

n/a

Austin Miller Koplan

n/a

KNOXVILLE, TN

n/a

Aaron Michael Nolan

Certified Financial Planner

Salem, VA

n/a

Claire Covey Kluth

Certified Financial Planner

KNOXVILLE, TN

n/a

DOUGLAS ANDREW YOAKLEY

n/a

KNOXVILLE, TN

n/a

Caden Jason Mumford

Certified Financial Planner

KNOXVILLE, TN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WALTMAN, JACK, WILLIAM

PRESIDENT, MEMBER

yes

10/2005

Mar 2, 2026

YOAKLEY, DOUGLAS, ANDREW

Member

yes

10/2005

Mar 2, 2026

BALLARD, MELISSA, KESLING

Member

07/2024

Mar 2, 2026

BROWN, MARTIN, DOUGLAS

Member

10/2005

Mar 2, 2026

FOSTER, ERIC, E

Member

01/2007

Mar 2, 2026

GHEEN, GREGORY, PAUL

Member

10/2005

Mar 2, 2026

OTT, JESSICA, LEE

CHIEF COMPLIANCE OFFICER

03/2009

Mar 2, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PYA, P.C

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Atlanta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$1.0B

$761M

n/a

2024

Mar 12, 2025

$819M

$586M

n/a

2023

Mar 15, 2024

$1.0B

$502M

n/a

2022

Feb 16, 2023

$864M

$385M

n/a

2021

Mar 18, 2022

$1.0B

$419M

n/a

2020

Mar 16, 2021

$879M

$353M

n/a

2019

Feb 10, 2020

$755M

$292M

n/a

2018

Mar 29, 2019

$631M

$228M

n/a

2017

Jan 31, 2018

$631M

$217M

n/a

2016

Mar 23, 2017

$549M

$187M

n/a

2015

Feb 29, 2016

$500M

$163M

n/a

2014

Mar 24, 2015

$453M

$183M

n/a

2013

Feb 21, 2014

$461M

$193M

n/a

2012

Feb 7, 2013

$470M

$220M

n/a

2011

Feb 6, 2012

$539M

$219M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$819M

22.8%

$864M

5.2%