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RIA / WealthAdvisorCertified Financial Planner10 years in industry

ROCH EARL MONNIG

Advisor at ROOT FINANCIAL PARTNERS

Knoxville, TN | AUSTIN, TX

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Search this name across graphsid dfx:ria:f77895bd-809f-6363-c110-9588d23ef250

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROOT FINANCIAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 7, 2016
First registration: Mar 29, 2018
Dual registered: no
Other names: ROCH EARL MONNIG|ROCH EARL MONNIG
IAPD individual key: 6639775

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROOT FINANCIAL PARTNERS	Independent wealth	Jun 3, 2025	n/a	yes	AUSTIN, TX\|Knoxville, TN	Current employment
THE BURNEY COMPANY	Independent wealth	Feb 7, 2023	Jun 4, 2025	no	Knoxville, TN	Previous registration
DEEPER POCKETS	n/a	Aug 3, 2022	Dec 31, 2022	no	KNOXVILLE, TN	Previous registration
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Jun 6, 2022	Dec 12, 2022	no	SARASOTA, FL\|KNOXVILLE, TN	Previous registration
PYA WALTMAN CAPITAL, LLC	Independent wealth	Mar 29, 2018	May 27, 2022	no	KNOXVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE BURNEY COMPANY	ROOT FINANCIAL PARTNERS	Jun 4, 2025	Jun 3, 2025	-1	Firm change	RIA to RIA
DEEPER POCKETS	THE BURNEY COMPANY	Dec 31, 2022	Feb 7, 2023	38	Firm change	Other
ORIGIN INVESTMENT ADVISORY LLC	DEEPER POCKETS	Dec 12, 2022	Aug 3, 2022	-131	Firm change after gap	Other
PYA WALTMAN CAPITAL, LLC	ORIGIN INVESTMENT ADVISORY LLC	May 27, 2022	Jun 6, 2022	10	Firm change	RIA to RIA

Relationships

Registered with (5)

→ ROOT FINANCIAL PARTNERSRegistered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ THE BURNEY COMPANYRegistered adviserregistration: previous registration
Feb 7, 2023 to Jun 4, 2025factForm ADV
→ DEEPER POCKETSRegistered adviserregistration: previous registration
Aug 3, 2022 to Dec 31, 2022factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Jun 6, 2022 to Dec 12, 2022factForm ADV
→ PYA WALTMAN CAPITAL, LLCRegistered adviserregistration: previous registration
Mar 29, 2018 to May 27, 2022factForm ADV

Dated events

Occurred
Jun 4, 2025
Advisor changed firm
Roch Earl Monnig left The Burney Company for Root Financial Partners (registered 2025-06-03)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Roch Earl Monnig left Deeper Pockets for The Burney Company (registered 2023-02-07)
Form ADVobserved 6 days ago
Occurred
Dec 12, 2022
Advisor changed firm
Roch Earl Monnig left Origin Investment Advisory Llc for Deeper Pockets (registered 2022-08-03)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Advisor changed firm
Roch Earl Monnig left Pya Waltman Capital, Llc for Origin Investment Advisory Llc (registered 2022-06-06)
Form ADVobserved 6 days ago