DFX Intelligence
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Reading the graph
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Advisor at B••••• W••••• S•••••••••
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A•••••••• L•• | Independent wealth | Jan 1, 2025 | n/a | yes | SAN DIEGO, CA | Current employment |
| B••••• W••••• S••••••••• | Independent wealth | Jan 1, 2025 | n/a | yes | SAN DIEGO, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | N•• E•••••• S••••••••• C••••••••• | Dec 4, 2013 | Jun 7, 2013 | -180 | Firm change after gap | Other |
| N•• E•••••• S••••••••• C••••••••• | S••••• A•••••••• L•• | Dec 4, 2013 | Jan 1, 2025 |
| Former SEC adviser |
| Jun 7, 2013 |
| Dec 4, 2013 |
| no |
| WOODLAND HILLS, CA |
| Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Nov 26, 2002 | Dec 4, 2013 | no | LOS ANGELES, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| 4,046 |
| Firm change after gap |
| Other |