DFX Intelligence

A•••• L• J••••• S••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

A•••• L• J••••• S••

Advisor at T•••••• W••••• M••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d11175ff-deec-c45e-c40c-ddd34813fc6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 4, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 25, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• W••••• M••••••••• L••	State registered	Feb 14, 2007	n/a	yes	SCOTTSDALE, AZ	Current employment
F•••••••• A•••• M••••••••• L••	Former SEC adviser	Nov 4, 1996	Aug 29, 2006	no	TEMPE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••• M••••••••• L••	T•••••• W••••• M••••••••• L••	Aug 29, 2006	Feb 14, 2007	169	Firm change	Other

Relationships

Registered with (2)

→ T•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 14, 2007 to presentfactForm ADV
→ F•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 4, 1996 to Aug 29, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d11175ff-deec-c45e-c40c-ddd34813fc6a
First observed: Nov 4, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.