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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FOOTHILLS ASSET MANAGEMENT LTD

CRD 108459

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f64db8d9-16c5-8760-c90c-ba51a666dc52

Data as of Jan 31, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2012 to Jan 31, 2020
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $197MItem 5.F on the latest filing (2020-01-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $197M
Private client RAUM: $193MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 280
Individual clients: 69
High net worth clients: 59
SEC number: 801-55154
CRD: 108459
Filings on the tape: 11
First filed: Mar 9, 2012
Latest filed: Jan 31, 2020
Organised: Corporation, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WIBEL FAMILY TRUST DATED 11-14-08	Trust	E	yes	11/2008	Mar 9, 2012	Jan 31, 2020
WIBEL, FLORENCE, RUTH	TREASURER, TRUSTEE	Na	yes	09/1998	Mar 9, 2012	Jan 31, 2020
WIBEL, ROBERT, KEITH	PRESIDENT, TRUSTEE	Na	yes	08/1995	Mar 9, 2012	Jan 31, 2020
BURTON, MICHELLE, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	04/2017	Apr 18, 2017	Jan 31, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Jan 31, 2020	$197M	$197M	4	2	0	n/a	n/a
2018	Mar 14, 2019	$172M	$172M	4	2	0	n/a	n/a
2017	Mar 14, 2018	$190M	$190M	4	2	0	n/a	n/a
2016	Mar 3, 2017	$179M	$179M	4	2	n/a	n/a	n/a
2015	Mar 7, 2016	$171M	$171M	4	2	n/a	n/a	n/a
2014	Mar 13, 2015	$189M	$187M	4	2	n/a	n/a	n/a
2013	Mar 10, 2014	$169M	$167M	4	2	n/a	n/a	n/a
2012	Feb 27, 2013	$148M	$146M	4	2	n/a	n/a	n/a
2011	Mar 9, 2012	$130M	$129M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$197M	$172M	15.1%	$179M	3.3%	4	4	0	0

Relationships

Controls (3)

← WIBEL, FLORENCE, RUTHOwnerTREASURER, TRUSTEE, ownership code NA, individual
Mar 9, 2012 to presentfactForm ADV
← WIBEL, ROBERT, KEITHOwnerPRESIDENT, TRUSTEE, ownership code NA, individual
Mar 9, 2012 to presentfactForm ADV
← WIBEL FAMILY TRUST DATED 11-14-08OwnerTRUST, ownership code E, domestic entity
Mar 9, 2012 to presentfactForm ADV

Owns (1)

← BURTON, MICHELLE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 18, 2017 to presentfactForm ADV

Registered with (4)

← NATHAN FRANCIS ERICKSONAdvisorregistration: previous registration
Oct 30, 2009 to Mar 25, 2011factForm ADV
← JOHN LESLIE STULLAdvisorregistration: previous registration
Mar 1, 2006 to Jan 5, 2009factForm ADV
← ANTON L. JANIK, SR.Advisorregistration: previous registration
Nov 4, 1996 to Aug 29, 2006factForm ADV
← LYNDA JANE HEISTAdvisorregistration: previous registration
Mar 16, 2004 to Aug 29, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f64db8d9-16c5-8760-c90c-ba51a666dc52
First observed: Mar 9, 2012
Last observed: Jan 31, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOOTHILLS ASSET MANAGEMENT LTD

CRD 108459

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f64db8d9-16c5-8760-c90c-ba51a666dc52

Data as of Jan 31, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WIBEL FAMILY TRUST DATED 11-14-08

Trust

yes

11/2008

Mar 9, 2012

Jan 31, 2020

WIBEL, FLORENCE, RUTH

TREASURER, TRUSTEE

yes

09/1998

Mar 9, 2012

Jan 31, 2020

WIBEL, ROBERT, KEITH

PRESIDENT, TRUSTEE

yes

08/1995

Mar 9, 2012

Jan 31, 2020

BURTON, MICHELLE, MARIE

CHIEF COMPLIANCE OFFICER

04/2017

Apr 18, 2017

Jan 31, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Jan 31, 2020

$197M

n/a

2018

Mar 14, 2019

$172M

n/a

2017

Mar 14, 2018

$190M

n/a

2016

Mar 3, 2017

$179M

n/a

2015

Mar 7, 2016

$171M

n/a

2014

Mar 13, 2015

$189M

$187M

n/a

2013

Mar 10, 2014

$169M

$167M

n/a

2012

Feb 27, 2013

$148M

$146M

n/a

2011

Mar 9, 2012

$130M

$129M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$197M

$172M

15.1%

$179M

3.3%