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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

GREGORY STEVEN CASPER

Advisor at OSAIC WEALTH, INC.

SHEBOYGAN, WI

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Search this name across graphsid dfx:ria:d11391f9-cd9b-a782-c06b-0ab8ca42f5d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 29, 2012
First registration: May 30, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5955031

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	SHEBOYGAN, WI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 10, 2017	Jan 19, 2024	no	SHEBOYGAN, WI\|NAPLES, FL\|SHEBOYGAN, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Aug 13, 2014	Nov 10, 2017	no	SHEBOYGAN, WI	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 24, 2014	Aug 21, 2014	no	Madison, WI	Previous registration
FILBRANDT INVESTMENT ADVISERS INCORPORATED	Former SEC adviser	May 30, 2012	Feb 19, 2013	no	MIDDLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
SII INVESTMENTS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Nov 10, 2017	Nov 10, 2017	0	Firm change	Other
MML INVESTORS SERVICES, LLC	SII INVESTMENTS, INC.	Aug 21, 2014	Aug 13, 2014	-8	Firm change	Other
FILBRANDT INVESTMENT ADVISERS INCORPORATED	MML INVESTORS SERVICES, LLC	Feb 19, 2013	Jan 24, 2014	339	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2225:421:WI:2017-10-19	Nov 10, 2017	Nov 10, 2017	SHEBOYGAN, WI	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 10, 2017 to Jan 19, 2024factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 13, 2014 to Nov 10, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 24, 2014 to Aug 21, 2014factForm ADV
→ FILBRANDT INVESTMENT ADVISERS INCORPORATEDRegistered adviserregistration: previous registration
May 30, 2012 to Feb 19, 2013factForm ADV

Dated events

No dated event names this entity yet.