DFX Intelligence

D•• F••••• O••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

D•• F••••• O••••• A•••••••• L••

CRD 340475

LAKEWOOD RANCH, FL

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Search this name across graphsid dfx:ria:d121c34a-d95e-f547-eff7-85200888994a

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 1
Observed: Apr 27, 2026 to May 1, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

D•• F••••• O••••• A•••••••• L••

Family office · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 7
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R••••••• P•••	VICE PRESIDENT - FINANCE AND CORP. DEVELOPMENT	Na	yes	02/2026	May 1, 2026	May 1, 2026
D••• R••••••• B•••••••	PRESIDENT, SENIOR PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER	E	yes	02/2026	May 1, 2026	May 1, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$0	$0	2	2	1	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Relationships

Registered with (7)

← R•••••• E•••••• L••••Advisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← J•••• A••• A•••••••Advisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← M••••••• S••••• R••••••Advisorregistration: current employment
Jun 3, 2026 to presentfactForm ADV
← S•••• E•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d121c34a-d95e-f547-eff7-85200888994a
First observed: Apr 27, 2026
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.