DFX Intelligence

J•••• A••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

J•••• A••• A•••••••

Advisor at B••••• G••••• A•••• M•••••••••

LAKEWOOD RANCH, FL | B•••••, MA

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Search this name across graphsid dfx:ria:9ff0a096-35fb-8392-f18e-32ad0bb2f3fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• G••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• F••••• O••••• A•••••••• L••	No RAUM reported	Jun 8, 2026	n/a	yes	LAKEWOOD RANCH, FL	Current employment
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Apr 8, 2024	n/a	yes	B•••••, MA\|LAKEWOOD RANCH, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	B••••• G••••• A•••• M•••••••••	Sep 5, 2023	Apr 8, 2024	216	Firm change	RIA to RIA
E•••••• C•••••• M••••••••• L••	F••••• I•••••••••	Oct 8, 2021	Sep 15, 2022

Relationships

Registered with (6)

→ D•• F••••• O••••• A•••••••• L••Registered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Sep 15, 2022 to Sep 5, 2023factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

Occurred
Sep 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ff0a096-35fb-8392-f18e-32ad0bb2f3fd
First observed: Mar 16, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.