DFX Intelligence

R••••• J•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

R••••• J•••• P••••••••

Advisor at R• P•••••••• G••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:d12fee55-74c6-487e-79d1-7487999e323a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R• P•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R• P•••••••• G••••	Independent wealth	Mar 24, 2016	n/a	yes	SAN DIEGO, CA	Current employment
D••••• W••••• A•••••••	Former SEC adviser	Jan 28, 2015	Oct 19, 2016	no	SAN DIEGO, CA\|CORONA DEL MAR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W••••• A•••••••	R• P•••••••• G••••	Oct 19, 2016	Mar 24, 2016	-209	Firm change after gap	Other
M••••• S••••••	D••••• W••••• A•••••••	Apr 3, 2014	Mar 20, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
150382:281752:CA:2016-10-19	Oct 19, 2016	Mar 24, 2016	CORONA DEL MAR, CA	Firm change after gap

Relationships

Registered with (5)

→ R• P•••••••• G••••Registered adviserregistration: current employment
Mar 24, 2016 to presentfactForm ADV
→ D••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2015 to Oct 19, 2016factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 3, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d12fee55-74c6-487e-79d1-7487999e323a
First observed: Dec 15, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.