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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Lexington, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 19, 2022 | n/a | yes | Lexington, MA|CHICAGO, IL | Current employment |
| THOMPSON WEALTH MANAGEMENT, LTD. | Former SEC adviser | May 22, 2008 | Jan 17, 2022 | no | CONCORD, MA|CONCORD, MA | Previous registration |
| THOMPSON WEALTH MANAGEMENT, LTD. | Former SEC adviser | Feb 1, 2006 | Apr 14, 1994 | no | CONCORD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THOMPSON WEALTH MANAGEMENT, LTD. | HIGHTOWER ADVISORS, LLC | Jan 17, 2022 | Jan 19, 2022 | 2 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108313:145323:MA:2022-01-17 | Jan 17, 2022 | Jan 19, 2022 | CONCORD, MA | Firm change |