DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• M••••• W••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• M••••• W••••• A•••••••• L•• | Independent wealth | Jun 1, 2022 | n/a | yes | SPRINGFIELD, MO|Charleston, SC|Summerville, SC | Current employment |
| D•••• H••••• G•••••• W••••• A••••••• L•• | Former SEC adviser | Oct 29, 2018 | Aug 24, 2022 | no | Charleston, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••• H••••• G•••••• W••••• A••••••• L•• | F••••• M••••• W••••• A•••••••• L•• | Aug 24, 2022 | Jun 1, 2022 | -84 | Firm change after gap | RIA to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | D•••• H••••• G•••••• W••••• A••••••• L•• | Oct 24, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109279:110905:SC:2022-08-24 | Aug 24, 2022 | Jun 1, 2022 | CHARLESTON, SC | Firm change after gap |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 9, 2014 | Oct 24, 2018 | no | ATLANTA, GA|MOUNT PLEASANT, SC | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 26, 2012 | Nov 26, 2014 | no | ATLANTA, GA|CHARLOTTE, NC | Previous registration |
| 5 |
| Firm change |
| Wirehouse to RIA |
| U•• F•••••••• S••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Nov 26, 2014 | Dec 9, 2014 | 13 | Firm change | Wirehouse to wirehouse |