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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

KEVIN MICHAEL MULLANEY

Advisor at MML INVESTORS SERVICES, LLC

McLean, VA | ROCKVILLE, MD

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Search this name across graphsid dfx:ria:d1617401-ec4f-db47-36be-36a5476485ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S65|S63
First exam: Dec 11, 1987
First registration: Nov 7, 2000
Dual registered: yes, broker-dealer
Other names: KEVIN MICHAEL MULLANEY|KEVIN MULLANEY
IAPD individual key: 1389257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 8, 2022	n/a	yes	McLean, VA\|ROCKVILLE, MD	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 26, 2016	May 29, 2019	no	Washington, DC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 24, 2016	May 29, 2019	no	WASHINGTON, DC	Previous registration
FULLER ASSET MANAGEMENT, LLC	Former SEC adviser	Jun 22, 2005	Dec 15, 2010	no	CHEVY CHASE, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 7, 2000	Jun 20, 2005	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MML INVESTORS SERVICES, LLC	May 29, 2019	Aug 8, 2022	1,167	Firm change after gap	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 29, 2019	Oct 26, 2016	-945	Channel change	Other
FULLER ASSET MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 15, 2010	Oct 24, 2016	2,140	Firm change after gap	Other
MORGAN STANLEY DW INC.	FULLER ASSET MANAGEMENT, LLC	Jun 20, 2005	Jun 22, 2005	2	Firm change	Other

Relationships

Registered with (5)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Aug 8, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 26, 2016 to May 29, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 24, 2016 to May 29, 2019factForm ADV
→ FULLER ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 22, 2005 to Dec 15, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 7, 2000 to Jun 20, 2005factForm ADV

Dated events

No dated event names this entity yet.