DFX Intelligence

P•••••• D•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

P•••••• D•••••• M•••••

Advisor at G••••• • C••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1670590-ec71-99ec-e317-b64138f96060

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 21, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• • C••••••	Independent wealth	Mar 24, 2026	n/a	yes	WAYNE, PA\|WESTBOROUGH, MA\|DEVON, PA	Current employment
B••••••• J•••• L••	Independent wealth	Feb 17, 2023	Mar 20, 2026	no	Devon, PA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• J•••• L••	G••••• • C••••••	Mar 20, 2026	Mar 24, 2026	4	Firm change	RIA to RIA
V••••••• A•••••••• I•••	B••••••• J•••• L••	Dec 31, 2022	Feb 17, 2023

Team moves

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Team	Left	Joined	From	Kind
153687:155649:PA:2021-01-04	Jan 4, 2021	Jan 4, 2021	WAYNE, PA	Firm change

Relationships

Registered with (6)

→ G••••• • C••••••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ B••••••• J•••• L••Registered adviserregistration: previous registration
Feb 17, 2023 to Mar 20, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2022 to Dec 31, 2022factForm ADV
→ M••••• W••••• M••••••••• L••

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1670590-ec71-99ec-e317-b64138f96060
First observed: Apr 21, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.