DFX Intelligence

B•••• D•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

B•••• D•••• M•••

Advisor at F••••••• F•••••••• P•••••••

FLORENCE, KY

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Search this name across graphsid dfx:ria:d167fad0-15a1-2a89-5b4d-53514a9881c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• F•••••••• P•••••••	State registered	Sep 11, 2024	n/a	yes	FLORENCE, KY	Current employment
O•••• P•••••••• S••••••••• L••	Former SEC adviser	Aug 23, 2016	Jun 22, 2018	no	Hebron, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	F••••••• F•••••••• P•••••••	Jun 22, 2018	Sep 11, 2024	2,273	Firm change after gap	RIA to state RIA
M••• C•••••• M••••••••• L••	O•••• P•••••••• S••••••••• L••	Mar 18, 2009	Aug 23, 2016

Relationships

Registered with (3)

→ F••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Sep 11, 2024 to presentfactForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 23, 2016 to Jun 22, 2018factForm ADV
→ M••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 29, 2008 to Mar 18, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d167fad0-15a1-2a89-5b4d-53514a9881c1
First observed: Aug 29, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.