DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FOCUS CAPITAL WEALTH MANAGEMENT, INC.

FOCUS CAPITAL INC., CRD 117715

BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16922bb-02e7-e542-8ddc-6a8842d95049

Data as of Jun 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2012 to Jun 21, 2012
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.4MItem 5.F on the latest filing (2012-06-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $23.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 54
SEC number: 801-64156
CRD: 117715
Filings on the tape: 7
First filed: Jan 13, 2012
Latest filed: Jun 21, 2012
Organised: Corporation, New Hampshire

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROWE, NICHOLAS, BERNARD	PRESIDENT & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	E	yes	01/2001	Jan 13, 2012	Jun 21, 2012
ROWE, LISA, JEAN	Shareholder	A	no	01/2001	Jan 13, 2012	Jun 21, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 26, 2012	$25.4M	$23.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$25.4M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← ROWE, NICHOLAS, BERNARDOwnerPRESIDENT & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 13, 2012 to presentfactForm ADV

Owns (1)

← ROWE, LISA, JEANOwnerSHAREHOLDER, ownership code A, individual
Jan 13, 2012 to presentfactForm ADV

Registered with (3)

← RONALD LOUIS VALPEYAdvisorregistration: previous registration
Nov 1, 2002 to Jul 1, 2010factForm ADV
← STEVEN JOSEPH STANGANELLIAdvisorregistration: previous registration
Mar 30, 2009 to Dec 8, 2009factForm ADV
← ROBERT RICHARD CORDEAUAdvisorregistration: previous registration
Aug 3, 2004 to Apr 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d16922bb-02e7-e542-8ddc-6a8842d95049
First observed: Jan 13, 2012
Last observed: Jun 21, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOCUS CAPITAL WEALTH MANAGEMENT, INC.

FOCUS CAPITAL INC., CRD 117715

BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16922bb-02e7-e542-8ddc-6a8842d95049

Data as of Jun 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROWE, NICHOLAS, BERNARD

PRESIDENT & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER

yes

01/2001

Jan 13, 2012

Jun 21, 2012

ROWE, LISA, JEAN

Shareholder

01/2001

Jan 13, 2012

Jun 21, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 26, 2012

$25.4M

$23.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$25.4M

n/a