DFX Intelligence

S••••• J••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

S••••• J••••• S•••••••••

Advisor at C•••• V••• W••••• A•••••••• L••

AMESBURY, MA

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Search this name across graphsid dfx:ria:b9b13c94-5473-4910-efde-1619a7517afc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• V••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• V••• W••••• A•••••••• L••	State registered	Jul 27, 2010	n/a	yes	AMESBURY, MA	Current employment
Q•••• F•••••••• S•••••••• I•••	n/a	Dec 23, 2009	May 12, 2010	no	LYNNFIELD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• F•••••••• S•••••••• I•••	C•••• V••• W••••• A•••••••• L••	May 12, 2010	Jul 27, 2010	76	Firm change	Other
F•••• C•••••• W••••• M••••••••• I•••	Q•••• F•••••••• S•••••••• I•••	Dec 8, 2009	Dec 23, 2009

Relationships

Registered with (6)

→ C•••• V••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 27, 2010 to presentfactForm ADV
→ Q•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2009 to May 12, 2010factForm ADV
→ F•••• C•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2009 to Dec 8, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9b13c94-5473-4910-efde-1619a7517afc
First observed: Sep 14, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.