DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BUTLER FINANCIAL SERVICES

BUTLER FINANCIAL SERVICES, INC., CRD 118244

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16a5256-cc98-d194-8246-ffbabf1b9af9

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 31, 2012 to Mar 27, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $155MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $151M
Private client RAUM: $155MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $77.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 309
Individual clients: 18
High net worth clients: 44
SEC number: 801-121286
CRD: 118244
Filings on the tape: 14
First filed: Jan 31, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, CO
Website: butler-financial.org

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ANDREW BUTLER	n/a	DENVER, CO	24	31	n/a	no
MIKYO BUTLER	Chartered Financial Analyst	DENVER, CO	12	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTLER, MARK, ANDREW	PRESIDENT & CHIEF COMPLIANCE OFFICER	D	yes	03/2002	Jan 31, 2012	Mar 14, 2024
BUTLER, MIKYO	INVESTMENT ADVISOR - PRINCIPAL	D	yes	01/2016	Apr 22, 2021	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$155M	$151M	4	2	0	n/a	n/a
2024	Mar 26, 2025	$136M	$132M	3	2	0	n/a	n/a
2023	Mar 14, 2024	$123M	$121M	3	2	0	n/a	n/a
2022	Mar 30, 2023	$103M	$101M	3	2	0	n/a	n/a
2021	Mar 29, 2022	$120M	$118M	3	2	0	n/a	n/a
2011	Jan 31, 2012	$86.7M	$75.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$155M	$136M	14.0%	$103M	14.4%	4	3	0	0

Relationships

Registered with (3)

← MIKYO BUTLERAdvisorregistration: current employment
Jan 18, 2014 to presentfactForm ADV
← MARK ANDREW BUTLERAdvisorregistration: current employment
Feb 25, 2002 to presentfactForm ADV
← DERON DARRYL SWABYAdvisorregistration: previous registration
Apr 7, 2025 to Sep 16, 2025factForm ADV

Controls (2)

← BUTLER, MARK, ANDREWOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 31, 2012 to Mar 14, 2024factForm ADV
← BUTLER, MIKYOOwnerINVESTMENT ADVISOR - PRINCIPAL, ownership code D, individual
Apr 22, 2021 to Mar 14, 2024factForm ADV

Dated events

Occurred
Sep 16, 2025
Advisor changed firm
Deron Darryl Swaby left Butler Financial Services for Heirloom Wealth Management Llc (registered 2025-12-04)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2021
First Form ADV filing
Butler Financial Services filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2021
Control person joined
Mikyo Butler (Investment Advisor - Principal) appeared on Schedule A of Butler Financial Services
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d16a5256-cc98-d194-8246-ffbabf1b9af9
First observed: Jan 31, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BUTLER FINANCIAL SERVICES

BUTLER FINANCIAL SERVICES, INC., CRD 118244

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16a5256-cc98-d194-8246-ffbabf1b9af9

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ANDREW BUTLER

n/a

DENVER, CO

n/a

MIKYO BUTLER

Chartered Financial Analyst

DENVER, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTLER, MARK, ANDREW

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

03/2002

Jan 31, 2012

Mar 14, 2024

BUTLER, MIKYO

INVESTMENT ADVISOR - PRINCIPAL

yes

01/2016

Apr 22, 2021

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$155M

$151M

n/a

2024

Mar 26, 2025

$136M

$132M

n/a

2023

Mar 14, 2024

$123M

$121M

n/a

2022

Mar 30, 2023

$103M

$101M

n/a

2021

Mar 29, 2022

$120M

$118M

n/a

2011

Jan 31, 2012

$86.7M

$75.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$155M

$136M

14.0%

$103M

14.4%